SKU: 59090650429

Broker-Dealer OSJ Branch Preliminary Audit Questionnaire (PAQ)

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Description

Broker-Dealer OSJ Branch Preliminary Audit Questionnaire (PAQ)The updated OSJ Branch Preliminary Audit Questionnaire (PAQ) is typically submitted to a broker dealer OSJ Branch Office to complete in advance of their upcoming scheduled OSJ Branch Office compliance inspection. All answers (including updates for Reg BI Form CRS) provided by the OSJ Branch Office allow for the reviewer to further focus the testing & verification processes and better analyze points of risk related to the OSJ Branch location under

The updated OSJ Branch Preliminary Audit Questionnaire (PAQ) is typically submitted to a broker-dealer OSJ Branch Office to complete in advance of their upcoming scheduled OSJ Branch Office compliance inspection.  All answers (including updates for Reg BI/Form CRS) provided by the OSJ Branch Office allow for the reviewer to further focus the testing & verification processes and better analyze points of risk related to the OSJ Branch location under review. Members also downloaded the OSJ Branch Office Preliminary Exam Records Request List and OSJ Branch Office Audit Review Template.

Version/Update: V.3/ July 15, 2022

Total Page Count/Format: 7/.docx

Source/Author(s): Connexien

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SKU: 59090650429

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4.4 ★★★★★
Based on 1291 reviews
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Mike
West Palm Beach, US
★★★★★ 1
Piece of Junk
Style: ET-5150, Set: ET PRO FAX/ADF/PRINT/COPY/SCAN
This printer worked fine until about a week ago. It jammed six paper jambs in a row, and then it did not recognize the 8.5x11 paper that I had been using from day one. The copy feeder on top of the printer quit, and when it did work, it fed the copy in almost sideways. I have a box of ink for this copier, and I would like to shove it back to the supplier for the wonder piece BS equipment. I have bought a black ink cartage for my nearly 8-year-old Brother Copier and my office is back in business. Epson ECOTANK Pro ET-5150 is not ready for prime time by a cartage machine.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on November 10, 2024
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Verified Purchase
Russ
Draper, US
★★★★★ 5
Great printer, save money on ink; Most issues are very easy to fix
Style: ET-5150, Set: ET PRO FAX/ADF/PRINT/COPY/SCAN
I convinced my boss to buy my first 5150 about 3 years ago and our second one earlier this year. I am happy with my purchase. I have barely had to swap out the maintenance box, and they are cheap anyways. The print quality is quite good, just need to run some cleaning protocols to fix most of them. We did have to open up a printer for some deeper cleaning but there were videos online to fix it. The most common issue is paper jams, but I print a lot and its pretty rare if the paper isn't janky. You can also easily fix by pulling the printer forward and taking off a panel in the back to fish out paper.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on December 18, 2025
R
Verified Purchase
ROY FERNANDEZ
Massapequa, US
★★★★★ 5
excelente compra
Style: ET-5150, Set: ET PRO FAX/ADF/PRINT/COPY/SCAN
Excelente producto, buen precio, rapida entrega, recomendado
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on June 2, 2026
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Verified Purchase
CoachDad
Louisville, US
★★★★★ 4
Good value
Style: ET-5150, Set: ET PRO FAX/ADF/PRINT/COPY/SCAN
I think 3.5 would be about right. I had a Canon color laser printer that I loved! The problem was that after 6 years it started to need name brand toner at $45/each. I decided to co for something that would print cheaper, because it turns out I don't print as much as I used to, so having a commercial printer is no needed. I like the tanks a lot and they are super easy to fill. The first fill does not use a whole bottle, but then it settles and the next day you can top off the tanks with the rest of the bottle. The print quality is good. I have printed a few hundred pages and it is working as it should, and the tanks don't seem to have dropped but a touch. Much cheaper than toner for sure. The weird thing is that when you scan, it does not know that there is paper in the feeder, so you hear the flat bed scanner run first, and then the tray starts feeding. Also, it prints on both sides, but it does not scan both sides automatically with the feeder, you have to flip each sheet. This is a serious bummer for me as I do a lot of 2-sided scanner. So far so good. If things go south I will revise.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on August 22, 2025
K
Verified Purchase
Katie
Massapequa, US
★★★★★ 5
18 months and going strong
Style: ET-5150, Set: ET PRO FAX/ADF/PRINT/COPY/SCAN, Style: ET-5150, Set: ET PRO FAX/ADF/PRINT/COPY/SCAN
Edit 1/18/26: 2 years in, and I just topped off the ink. I used the extra bottle of black that came with it, and bought a set of color ink for the first time. Love it. Original: I’ve had this printer for 18 months and love it. I haven’t even had to refill the ink yet! I print a fair amount, not constantly, but I homeschool and print things for church and scouts also. I’m able to connect easily from my Windows laptop, Mac desktop, and iPhone. Automatic double sided printing is great. Color printing is good quality. Printing on card stock can get jammed, but there’s a rear bypass for that. It’s annoying that you have to do a single sheet at a time, but oh well. Copying and scanning is handy.
WAS THIS REVIEW HELPFUL?YesReportShare
Reviewed in the United States on July 27, 2025

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